Responsibilities

• Supervise staff
• Analyze clients’ financial records
• Review and examine financial services and institutions to ensure compliance with governing legislation and regulation
• Investigate possible unethical conduct or breeches of securities or commodity futures law
• Negotiate with corporations and government to determine the type and terms of new securities issue
• Assist in the planning and execution of financial statement audits

Experience and specialization

Area of specialization

• Financial examination
• Financial investigation
• Anti-financial crime

Education

• Bachelor’s degree

Experience

3 years to less than 5 years

Additional information

Work conditions and physical capabilities

• Fast-paced environment
• Work under pressure
• Tight deadlines
• Attention to detail
• Large caseload

Personal suitability

• Efficient interpersonal skills
• Excellent oral communication
• Excellent written communication
• Initiative
• Interpersonal awareness
• Judgement
• Organized
• Team player